## Contents

I have to confess something. In the published codebase of SpecCert lies a shameful secret. It takes the form of a set of axioms which are not required. I thought they were when I wrote them, but it was before I heard about “generalized rewriting,” setoids and morphisms.

Now, I know the truth. I will have to update SpecCert eventually. But, in the meantime, let me try to explain how it is possible to rewrite a term in a proof using a ad-hoc equivalence relation and, when necessary, a proper morphism. Be aware, however, that I may not be completely familiar with the underlying mathematics. I will try not to say anything wrong, but if I do, please! Feel free to tell me so.

## Gate: Our Case Study

Now, why would anyone want such a thing as “generalized rewriting” when the `rewrite`

tactic works just fine.

The thing is: it does not in some cases. To illustrate my statement, we will consider the following definition of a gate in Coq:

```
Record Gate :=
{ open: bool
; lock: bool
; lock_is_close: lock = true -> open = false }.
```

According to this definition, a gate can be either open or closed. It can also be locked, but if it is, it cannot be open at the same time. To express this constrain, we embed the appropriate proposition inside the Record. By doing so, we *know* for sure that we will never meet an ill-formed Gate instance. The Coq engine will prevent it, because to construct a gate, one will have to prove the `lock_is_close`

predicate holds.

The `Program`

keyword makes it easy to work with embedded proofs. For instance, defining the ”open gate” is as easy as:

```
Require Import Coq.Program.Tactics.
Program Definition open_gate :=
{| open := true
; lock := false
|}.
```

Under the hood, `Program`

proves what needs to be proven, that is the `lock_is_close`

proposition. Just have a look at its output:

```
open_gate has type-checked, generating 1 obligation(s)
Solving obligations automatically...
open_gate_obligation_1 is defined
No more obligations remaining
open_gate is defined
```

In this case, using `Program`

is a bit like cracking a nut with a sledgehammer. We can easily do it ourselves using the `refine`

tactic.

```
Definition open_gate': Gate.
refine ({| open := true
; lock := false
|}).
intro Hfalse.
discriminate Hfalse.
Defined.
```

## Gate Equality

What does it mean for two gates to be equal? Intuitively, we know they have to share the same states (`open`

and `lock`

is our case).

#### Leibniz Equality Is Too Strong

When you write something like `a = b`

in Coq, the `=`

refers to the `eq`

function and this function relies on what is called the Leibniz Equality. You can have a look at the Coq documentation if you want more detail, but the main idea is pretty simple.

`x`

and`y`

are equal iff every property on`A`

which is true of`x`

is also true of`y`

As for myself, when I first started to write some Coq code, the Leibniz Equality was not really something I cared about and I tried to prove something like this:

```
Lemma open_gates_are_equal:
forall (g g': Gate),
open g = true
-> open g' = true
-> g = g'.
```

Basically, it means that if two doors are open, then they are equal. That made sense to me, because by definition of `Gate`

, a locked door is closed, meaning an open door cannot be locked.

Here is an attempt to prove the `open_gates_are_equal`

lemmas.

```
Proof.
induction g; induction g'.
cbn.
intros H0 H2.
assert (lock0 = false).
+ case_eq lock0; [ intro H; apply lock_is_close0 in H;
rewrite H0 in H;
discriminate H
| reflexivity
].
+ assert (lock1 = false).
* case_eq lock1; [ intro H'; apply lock_is_close1 in H';
rewrite H2 in H';
discriminate H'
| reflexivity
].
* subst.
```

The next tactic I wanted to use is `reflexivity`

, because I’d basically proven `open g = open g’`

and `lock g = lock g’`

, which meets my definition of equality at that time.

Except Coq wouldn’t agree. See how it reacts:

```
Error: In environment
lock_is_close0, lock_is_close1 : false = true -> true = false
Unable to unify "{| open := true; lock := false; lock_is_close := lock_is_close1 |}" with
"{| open := true; lock := false; lock_is_close := lock_is_close0 |}".
```

It cannot unify the two records. More precisely, it cannot unify `lock_is_close1`

and `lock_is_close0`

. So we abort and try something else.

```
Abort.
```

#### Ah hoc Equivalence Relation

This is a familiar pattern. Coq cannot guess what we have in mind. Giving a formal definition of “our equality” is fortunately straightforward.

```
Definition gate_eq
(g g': Gate)
: Prop :=
open g = open g' /\ lock g = lock g'.
```

Because “equality” means something very specific in Coq, we won’t say “two gates are equal” anymore, but “two gates are equivalent”. That is, `gate_eq`

is an equivalence relation. But “equivalence relation” is also something very specific. For instance, such relation needs to be symmetric (`R x y -> R y x`

), reflexive (`R x x`

) and transitive (`R x y -> R y z -> R x z`

).

We can prove that quite easily.

```
Lemma gate_eq_refl
: forall (g: Gate),
gate_eq g g.
Proof.
split; reflexivity.
Qed.
Lemma gate_eq_sym
: forall (g g': Gate),
gate_eq g g'
-> gate_eq g' g.
Proof.
intros g g' [Hop Hlo].
symmetry in Hop; symmetry in Hlo.
split; assumption.
Qed.
Lemma gate_eq_trans
: forall (g g' g'': Gate),
gate_eq g g'
-> gate_eq g' g''
-> gate_eq g g''.
Proof.
intros g g' g'' [Hop Hlo] [Hop' Hlo'].
split.
+ transitivity (open g'); [exact Hop|exact Hop'].
+ transitivity (lock g'); [exact Hlo|exact Hlo'].
Qed.
```

Now, Coq has a nice way to define an equivalence relation. We need to import the `Coq.Setoids.Setoid`

module first, in order to have the ```
Add Parametric
Relation
```

syntax available.

```
Require Import Coq.Setoids.Setoid.
Add Parametric Relation: (Gate) (gate_eq)
reflexivity proved by (gate_eq_refl)
symmetry proved by (gate_eq_sym)
transitivity proved by (gate_eq_trans)
as gate_eq_rel.
```

Afterwards, the `symmetry`

, `reflexivity`

and `transitivity`

tactics also works with `gate_eq`

, in addition to `eq`

. We can try again to prove the `open_gate_are_the_same`

lemma and it will work^{1}.

```
Lemma open_gates_are_the_same:
forall (g g': Gate),
open g = true
-> open g' = true
-> gate_eq g g'.
Proof.
induction g; induction g'.
cbn.
intros H0 H2.
assert (lock0 = false).
+ case_eq lock0; [ intro H; apply lock_is_close0 in H;
rewrite H0 in H;
discriminate H
| reflexivity
].
+ assert (lock1 = false).
* case_eq lock1; [ intro H'; apply lock_is_close1 in H';
rewrite H2 in H';
discriminate H'
| reflexivity
].
* subst.
split; reflexivity.
Qed.
```

## Equivalence Relations and Rewriting

So here we are, with our ad-hoc definition of gate equivalence. We can use `symmetry`

, `reflexivity`

and `transitivity`

along with `gate_eq`

and it works fine because we have told Coq `gate_eq`

is indeed an equivalence relation for `Gate`

.

Can we do better? Can we actually use `rewrite`

to replace an occurrence of `g`

by an occurrence of `g’`

as long as we can prove that `gate_eq g g’`

? The answer is “yes”, but it will not come for free.

Before moving forward, just consider the following function:

```
Require Import Coq.Bool.Bool.
Program Definition try_open
(g: Gate)
: Gate :=
if eqb (lock g) false
then {| lock := false
; open := true
|}
else g.
```

It takes a gate as an argument and returns a new gate. If the former is not locked, the latter is open. Otherwise the argument is returned as is.

```
Lemma gate_eq_try_open_eq
: forall (g g': Gate),
gate_eq g g'
-> gate_eq (try_open g) (try_open g').
Proof.
intros g g' Heq.
Abort.
```

What we could have wanted to do is: `rewrite Heq`

. Indeed, `g`

and `g’`

“are the same” (`gate_eq g g’`

), so, *of course*, the results of `try_open g`

and `try_open g’`

have to be the same. Except…

```
Error: Tactic failure: setoid rewrite failed: Unable to satisfy the following constraints:
UNDEFINED EVARS:
?X49==[g g' Heq |- relation Gate] (internal placeholder) {?r}
?X50==[g g' Heq (do_subrelation:=Morphisms.do_subrelation)
|- Morphisms.Proper (gate_eq ==> ?X49@{__:=g; __:=g'; __:=Heq}) try_open] (internal placeholder) {?p}
?X52==[g g' Heq |- relation Gate] (internal placeholder) {?r0}
?X53==[g g' Heq (do_subrelation:=Morphisms.do_subrelation)
|- Morphisms.Proper (?X49@{__:=g; __:=g'; __:=Heq} ==> ?X52@{__:=g; __:=g'; __:=Heq} ==> Basics.flip Basics.impl) eq]
(internal placeholder) {?p0}
?X54==[g g' Heq |- Morphisms.ProperProxy ?X52@{__:=g; __:=g'; __:=Heq} (try_open g')] (internal placeholder) {?p1}
.
```

What Coq is trying to tell us here —in a very poor manner, I’d say— is actually pretty simple. It cannot replace `g`

by `g’`

because it does not know if two equivalent gates actually give the same result when passed as the argument of `try_open`

. This is actually what we want to prove, so we cannot use `rewrite`

just yet, because it needs this result so it can do its magic. Chicken and egg problem.

In other words, we are making the same mistake as before: not telling Coq what it cannot guess by itself.

The `rewrite`

tactic works out of the box with the Coq equality (`eq`

, or most likely `=`

) because of the Leibniz Equality.

`x`

and`y`

are equal iff every property on`A`

which is true of`x`

is also true of`y`

This is a pretty strong property, and one a lot of equivalence relations do not have. Want an example? Consider the relation `R`

over `A`

such that forall `x`

and `y`

, `R x y`

holds true. Such relation is reflexive, symmetric and reflexive. Yet, there is very little chance that given a function `f : A -> B`

and `R’`

an equivalence relation over `B`

, `R x y -> R' (f x) (f y)`

. Only if we have this property, we would know that we could rewrite `f x`

by `f y`

, e.g. in `R' z (f x)`

. Indeed, by transitivity of `R’`

, we can deduce `R' z (f y)`

from `R' z (f x)`

and `R (f x) (f y)`

.

If `R x y -> R' (f x) (f y)`

, then `f`

is a morphism because it preserves an equivalence relation. In our previous case, `A`

is `Gate`

, `R`

is `gate_eq`

, `f`

is `try_open`

and therefore `B`

is `Gate`

and `R’`

is `gate_eq`

. To make Coq aware that `try_open`

is a morphism, we can use the following syntax:

```
Add Parametric Morphism: (try_open)
with signature (gate_eq) ==> (gate_eq)
as open_morphism.
```

The `Add Parametric Morphism`

is read as follows:

```
Add Parametric Morphism: (f)
with signature (R) ==> (R')
as <name>.
```

This notation is actually more generic because you can deal with functions that take more than one argument. Hence, given `g : A -> B -> C -> D`

, `R`

(respectively `R’`

, `R’’`

and `R’’’`

) an equivalent relation of `A`

(respectively `B`

, `C`

and `D`

), we can prove `f`

is a morphism as follows:

```
Add Parametric Morphism: (g)
with signature (R) ==> (R') ==> (R'') ==> (R''')
as <name>.
```

Back to our `try_open`

morphism. Coq needs you to prove the following goal^{2}:

```
1 subgoal, subgoal 1 (ID 50)
============================
forall x y : Gate, gate_eq x y -> gate_eq (try_open x) (try_open y)
```

Here is a way to prove that:

```
Proof.
intros g g' Heq.
assert (gate_eq g g') as [Hop Hlo] by (exact Heq).
unfold try_open.
rewrite <- Hlo.
destruct (bool_dec (lock g) false) as [Hlock|Hnlock]; subst.
+ rewrite Hlock.
split; cbn; reflexivity.
+ apply not_false_is_true in Hnlock.
rewrite Hnlock.
cbn.
exact Heq.
Qed.
```

Now, back to our `gate_eq_try_open_eq`

, we now can use `rewrite`

and `reflexivity`

.

```
Lemma gate_eq_try_open_eq
: forall (g g': Gate),
gate_eq g g'
-> gate_eq (try_open g) (try_open g').
Proof.
intros g g' Heq.
rewrite Heq.
reflexivity.
Qed.
```

We did it! We actually rewrite `g`

as `g’`

, even if we weren’t able to prove ```
g
= g’
```

.

#### Rewriting Unary Relations

There is one last thing to cover. How to rewrite `R g`

into `R g’`

when we have proven `gate_eq g g’`

? By declaring a new morphism, of course! Except the output relation is not either `gate_eq`

or `R`

. What we really want, indeed, is the following: `gate_eq g g’ -> R g -> R g’`

. The Coq Library defines `R g -> R g’`

as `impl`

in `Coq.Program.Basics`

, so we can do as follows:

```
Parameter (R: Gate -> Prop).
Add Parametric Morphism: (R)
with signature (gate_eq) ==> (Basics.impl)
as r_morphism.
Admitted.
```

Once it is done, we can easily rewrite `R g’`

into `R g`

:

```
Lemma r_gate
: forall (g g': Gate),
gate_eq g g' -> R g -> R g'.
Proof.
intros g g' Heq Hr.
rewrite <- Heq.
exact Hr.
Qed.
```

## Equality in SpecCert

**Do not do what follows, use equivalence relation and morphisms instead.**

Maybe you are curious and want to know “how did I manage to deal with equality in SpecCert without all this setoids and morphisms dark magic?”. It is pretty simple actually. I’ve defined the `Eq`

typeclass, inspired by the Haskell typeclass:

```
Class Eq (A: Type) :=
{ eq: forall (a a': A), Prop
; eq_dec: forall (a a': A), {eq a a'}+{~eq a a'}
; eq_refl: forall (a: A), eq a a
; eq_sym: forall (a a': A), eq a a' -> eq a' a
; eq_trans: forall (a a' a'': A), eq a a' -> eq a' a'' -> eq a a''
; equality_eq: forall (a a': A), a = a' -> eq a a'
; eq_equality: forall (a a': A), eq a a' -> a = a'
}.
```

The `equality_eq`

goal is pretty straightforward to prove (```
intro H; rewrite H’;
apply eq_refl
```

), but the `eq_equality`

… Well. Did I mention I had to use the `Axiom`

keyword?